The Regulatory Compliance Association to Host Annual Fall Asset Management Thought Leadership Symposium on November 3, 2010 at Marriott Marquis in New York City

A new paradigm is poised to emerge within the asset management industry – driven by the forces of worldwide financial regulatory reform (e.g., Dodd-Frank and the AIFM Directive), market turmoil, industry consolidation and escalating allocator demands.  Sections of Dodd-Frank will directly target hedge funds, private equity funds, investment advisers, investment companies and others, as well as impact various financial instruments, such as derivatives, and various markets.  More importantly, the breadth of the sweeping regulatory reform will affect prime brokers, administrators, auditors and other industry participants, which in turn will produce collateral implications for asset managers.

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