Upcoming HFLR Webinar to Explore How Advisers Can Avoid Common Deficiencies Under the Advertising Rule

Please join the Hedge Fund Law Report on Monday, November 13, 2017, at 11:00 a.m. EST, for a complimentary webinar discussing how advisers can avoid common deficiencies in their marketing materials and advertising practices under Rule 206(4)-1 of the Investment Advisers Act of 1940, commonly referred to as the “Advertising Rule.” This presentation will offer a detailed review of the advertising deficiencies identified in the September 2017 Risk Alert issued by the SEC’s Office of Compliance Inspections and Examinations, discuss how advisers can avoid these sorts of deficiencies in their own marketing materials and build on the topics discussed in our recent three-part advertising compliance series: “Ten Best Practices for a Fund Manager to Streamline Its Compliance Review” (Sep. 14, 2017); “Five High-Risk Areas for a Fund Manager to Focus on When Reviewing Marketing Materials” (Sep. 21, 2017); and “Six Methods for a Fund Manager to Test Its Advertising Review Procedures” (Sep. 28, 2017). The webinar, entitled “How Advisers Can Avoid Common Deficiencies Under the Advertising Rule,” will be moderated by Kara Bingham, Associate Editor of the Hedge Fund Law Report, and will feature Christine M. Lombardo, partner at Morgan Lewis; Richard F. Kerr, partner at K&L Gates; and Todd Kaplan, founder and principal of Cloudbreak Compliance Group. To register for the webinar, click here.

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