Although legal challenges and the upcoming presidential election have put a damper on rulemaking, federal agencies continue to advance initiatives affecting private fund advisers and other financial services firms – and SEC enforcement activity continues unabated. At a program entitled “Fall 2024 Regulatory Roundup,” attorneys from Morgan Lewis discussed the newly adopted rule requiring investment advisers to implement anti-money laundering programs; SEC enforcement activity against investment advisers and broker-dealers; the new clearing requirement for secondary market transactions in U.S. Treasury securities; CFTC enforcement activity; and NFA rulemaking. This article distills the key takeaways from the program. See “Update on SEC Rulemaking, Examinations and Private Fund Rules” (Aug. 1, 2024).