K&L Gates Bolsters Broker-Dealer Practice With Addition of New York Partner

Derek N. Lacarrubba has joined K&L Gates as a partner in its asset management and investment funds practice. His experience includes advising broker-dealers, hedge funds and other financial institutions on a spectrum of regulatory issues, with a focus on equity and futures trading practices; alternative trading system regulation; and best execution practices. He also counsels clients on anti-money laundering (AML) and sanctions regulations. See our two-part series on FinCEN’s final AML rules for investment advisers: “Parsing FinCEN’s Final AML Rules” (Nov. 7, 2024); and “Understanding the Implications for Hedge Fund Managers” (Nov. 21, 2024).

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