Greenbird Capital LLC (Greenbird), a FINRA member since 2020, has six registered representatives and one branch office. FINRA has sanctioned Greenbird for alleged violations of its supervisory requirements and telemarketing rules. In particular, Greenbird allegedly failed to have systems and controls for ensuring that its registered representatives did not engage in general solicitation when marketing certain private placements of securities. Additionally, it allegedly lacked appropriate controls over telemarketing calls. This article parses FINRA’s letter of acceptance, waiver and consent with Greenbird. See “SEC, CFTC and FINRA Division Heads Discuss Enforcement Outlook” (Apr. 24, 2025).