ACA Compliance Survey Covers Current Hedge Fund Practices on Marketing, Trading, Counterparties and Valuation

ACA Compliance Group (ACA) recently released the results of its 2014 Compliance Survey for Alternative Fund Managers.  Colleen Marencik, an ACA Senior Principal Consultant, and Faye Chin, an ACA Principal Consultant, recently gave a presentation to discuss the survey results.  The survey, which covered over 200 hedge fund and private equity fund managers, included an update on SEC presence exams and discussion of private fund compliance practices with regard to marketing and advertising, counterparties and trading, and valuation of assets.  See also “ACA Compliance Report Facilitates Benchmarking of Private Fund Manager Compliance Practices (Part Two of Two),” Hedge Fund Law Report, Vol. 6, No. 39 (Oct. 11, 2013); and Part One of that series.

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