Katten Adds Former SEC Enforcement Chief Richard Marshall as Partner in Its Financial Services Practice

Katten Muchin Rosenman has announced that regulatory compliance attorney and former SEC enforcement chief Richard D. Marshall has joined its New York office as a partner in its financial services practice.  For more from Katten, see “What Hedge Fund Claim Traders Need to Know About the Visa/MasterCard Settlement,” Hedge Fund Law Report, Vol. 8, No. 25 (Jun. 25, 2015); “Katten Forum Identifies Best Practices for Hedge Fund Managers Regarding Best Execution, Soft Dollars, Principal Trades, Agency Cross Trades, Cross Trades and Trade Errors,” Hedge Fund Law Report, Vol. 7, No. 10 (Mar. 13, 2014); and “Katten Partner Raymond Mouhadeb Discusses the Purpose, Applicability and Implications of the August 2012 ISDA Dodd-Frank Protocol for Hedge Fund Managers, Focusing on Whether Hedge Funds Should Adhere to the Protocol,” Hedge Fund Law Report, Vol. 6, No. 4 (Jan. 24, 2013).

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