Former Asset Management CCO Joins Cloudbreak Compliance Group As Director

Cloudbreak Compliance Group has expanded its senior consulting team with the addition of Michael Cairo as director. Cairo was previously with a hedge fund manager for more than a decade, most recently serving as its chief compliance officer (CCO) since 2012. In addition, he previously served as compliance manager for Amaranth Advisors, a multi-strategy hedge fund, and in various regulatory roles at several broker-dealers. For insight from Cloudbreak founder Todd Kaplan, see our two-part series “The SEC Is Calling”: What CCOs Should Expect During Initial Communications With OCIE Examiners (Sep. 13, 2018); and How CCOs Can Stay Prepared for Initial Communications With OCIE Examiners (Sep. 20, 2018); as well as “How to Avoid the Eight Best Execution Compliance Issues in OCIE’s Latest Risk Alert” (Aug. 30, 2018).

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