A recent AIMA program delved into the history and structure of the SEC; the behind-the-scenes interactions of its Divisions; the operations of its Divisions of Enforcement, Investment Management and Examinations; and the ways that the SEC interacts with the investment management industry. Terrance J. O’Malley
, principal at consulting and market intelligence firm TJO Management, moderated the discussion, which featured Michael C. Neus
, Private Funds Attorney Fellow at the SEC; C. Dabney O’Riordan
, Co‑Chief of the Asset Management Unit of the SEC Division of Enforcement; and John H. Walsh
, partner at Eversheds Sutherland and former Interim Director of the SEC Division of Examinations. This article distills their insights. See “The SEC Under the Biden Administration: Ten Areas to Watch
” (Jan. 21, 2021).