Compliance Corner Q1‑2022: Regulatory Filings and Other Considerations That Hedge Fund Managers Should Note in the Coming Quarter

Forgetting one’s loved ones on February 14 – Valentine’s Day in the U.S. – can have serious personal consequences. For hedge fund managers, that date is also an important one to remember, as several regulatory reports are due on February 14, 2022, with the failure to file those reports potentially carrying serious professional consequences. This nineteenth installment of the Hedge Fund Law Report’s quarterly compliance update, authored by ACA Group consultants Joey Martinez and Dan Campbell, highlights upcoming filing deadlines and reporting requirements that hedge fund managers should be aware of during the first quarter of 2022. This article also reviews SEC Chair Gary Gensler’s prepared remarks at the Institutional Limited Partners Association Summit concerning his views on the private funds industry and the greater attention being paid by the SEC to digital assets and related platforms, including certain public statements made by the SEC during the fourth quarter of 2021. See “How ILPA’s Model NDA Could Change Preliminary Due Diligence Practices” (Jun. 10, 2021).

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