Emerging Trends and Themes in the SEC’s Oversight of Private Funds

An expert panel at the Practising Law Institute’s program on hedge fund and private equity enforcement and regulatory developments explored hot SEC issues in the regulatory oversight of private funds, including the direction of insider trading cases, protections around material nonpublic information, valuation issues, cooperation standards and what the SEC may view as obstructive conduct. The panel was moderated by Gibson Dunn partner Barry R. Goldsmith and featured Morgan Lewis partner Kelly L. Gibson; King & Spalding partner M. Alexander Koch; Simpson Thacher partner Michael J. Osnato, Jr.; and WilmerHale partner Susan Schroeder. See “SEC Action and Commissioner Peirce’s Statement Shed Light on CCO Liability” (Aug. 25, 2022); and “SEC Risk Alert Reflects Growing Concerns About and Focus on Private Funds” (Feb. 24, 2022).

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