Investment Management Attorney Joins Seward & Kissel

Seward & Kissel has announced the addition of Ivy Wafford Duke in its Washington, D.C., office as counsel in the investment management practice group. In addition to her work on matters relating to the Investment Company Act of 1940, Duke has broad experience with all registered investment adviser and broker-dealer legal and regulatory matters, including SEC compliance, as well as Municipal Securities Rulemaking Board, FINRA, Blue Sky state filings and state regulatory organizations regulations. For insight from Seward & Kissel attorneys, see our two-part series on the firm's private funds forum: “Trends in Hedge Fund Seeding Arrangements and Fee Structures” (Jul. 23, 2015); and “Key Trends in Fund Structures” (Jul. 30, 2015); as well as “The First Steps to Take When Joining the Rush to Offer Registered Liquid Alternative Funds” (Nov. 6, 2014).

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