A Primer on Compliance Issues for Credit Strategies: Additional Risks in Credit Investing (Part Two of Two)

In a recent ACA Compliance Group (ACA) webinar, Lynne M. Carreiro and Kimberly Simmons Versace, managing director and senior principal consultant, respectively, at ACA discussed the key compliance issues faced by credit managers. This article, the second in a two-part series, highlights their key points with respect to additional risks in credit investing. The first article explored various credit and debt instruments, as well as some of the unique compliance issues faced by managers who invest in them. For further commentary from ACA, see “Panel Reviews Affiliated Transaction Rules (Part One of Two)” (Sep. 6, 2018); and “Challenges and Solutions in Managing Global Compliance Programs” (Oct. 5, 2017). 

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