CFTC Enforcement Division Aims to Foster “True Culture of Compliance,” According to Report

The CFTC Division of Enforcement (Division) recently released its second annual report (Report) covering the fiscal year that recently ended (FY 2019). The Report reiterates the Division’s focus on preserving market integrity, protecting customers, promoting individual accountability and fostering cooperation with other enforcement authorities; provides an overview of enforcement activity for FY 2019 and the results of the CFTC’s whistleblower program; and discusses key enforcement trends and areas of enforcement focus. This article distills the key takeaways from the Report. See “WilmerHale Attorneys Detail 2016 CFTC Enforcement Actions and Potential Priorities Under Trump Administration” (Feb. 16, 2017).

To read the full article

Continue reading your article with a HFLR subscription.